ABOUT MARCUMBUCHANAN ASSOCIATES
MarcumBuchanan Associates is one of the nation's largest and most respected financial and regulatory compliance outsourcing firms. A recognized expert in financial industry regulations and compliance, MarcumBuchanan Associates provides broker dealers and investment advisers – including hedge fund managers – with services that support compliance with Securities and Exchange Commission (SEC) and FINRA rules and regulations.
Founded in 1991, the firm is a premier supplier of compliance and accounting services to the financial community. MarcumBuchanan Associates has two main areas of business: Broker Dealer Services and Investment Adviser Services. The depth of the firm's hands – on experience, including principals and team members who have held lead roles in broker dealer, investment adviser and other financial industry firms, makes MarcumBuchanan Associates uniquely suited to support its clients with reliable, professional services.
The firm's team includes former compliance directors, chief executives and accountants, FINRA audit supervisors, broker dealer syndicate desk managers, broker dealer operations managers, securities sales and trading professionals and registration specialists.